Compliance Officer / MLRO
7.0/10
Keyrock
Not specified
Remote
mid
23 days ago
cryptofintechweb3
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Description
What you'll do
- •Ensuring compliance with all relevant laws and regulations applicable to Switzerland and Liechtenstein by developing and implementing the policies and procedures;
- •Conducting compliance risk assessments and elaborating an annual compliance plan;
- •Developing and implementing a plan of second-line controls and conducting the tests;
- •Assessing future business activities to identify potential compliance risks;
- •Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees;
- •Ensuring the compliance trainings are effective and up to date;
- •Keeping abreast with regulatory changes and maintaining the policies and procedures up to date;
- •Collaborate with internal departments such as Trading Operations, Finance, Risk management, IT & Security, etc… to integrate compliance requirements into business processes.
- •Being responsible for oversight of Keyrock CH and LI compliance with its AML obligations and acting as a focal point for the firm’s AML activity (MLRO).
- •Carrying out the duties of a MLRO as per the AML/CTF Framework.
- •Representing Keyrock CH and LI in all matters of money laundering prevention internally and externally;
- •Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments;
- •Conducting regular audits and reviews to ensure compliance with AML/CTF requirements and internal policies;
- •Drafting of compliance points of attention and recommendations and assisting the Group Head of Compliance or Group General Counsel (Group level) with management information reports;
Conditions
- •A competitive salary package, with various benefits;
- •Autonomy in your time management thanks to flexible working hours and the opportunity to work remotely;
- •The freedom to create your own entrepreneurial experience by being part of a team of people in search of excellence;
- •As an employer we are committed to building a positive and collaborative work environment. We welcome employees of all backgrounds, and hire, reward and promote entirely based on merit and performance;
- •Due to the nature of our business and external requirements, we perform background checks on all potential employees, passing which is a prerequisite to join Keyrock.
Requirements
- •Solid experience as a Compliance officer (2nd line of defense) in a regulated financial institution in Switzerland and/or Liechtenstein, ideally with exposure to MLRO responsibilities or similar;
- •Experience in engaging with Swiss and Liechtenstein regulatory authorities;
- •Excellent knowledge of financial regulations such as MiCAR, AML/CTF, market abuse, data privacy;
- •Understanding of the digital assets ecosystem is a major plus;
- •A relevant degree, preferably in business or law, is required;
- •Extensive experience in implementation of monitoring and control processes to support policies and procedures;
- •A compliance qualification for example ACAMS or a Masters in a related field would be an advantage;
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